Evan Carl Kallberg

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Nuveen Asset Management, Llc

333 West Wacker Drive, Chicago, IL 60606 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2010-11-24

IL RA
APPROVED

Since 2010-11-24

Branch Locations

333 West Wacker Drive, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
John Nuveen & Co., Incorporated	Chicago	IL	07/1986	Present

07/1986 → Present

John Nuveen & Co., Incorporated

Chicago, IL

Previous Registrations

2002-05-01 → 2011-09-01

Nuveen Fund Advisors, Llc

Chicago, IL

Employer firm

Current Employers

Nuveen Asset Management, Llc

Disclosures

Employment History

Previous Registrations

Designations

Nearby Firms

Nearby Investors

Nearby Offices

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