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Cathryn Hallahan Lopez

Ameriprise Financial Services, LLC

Greenville, SC

Greenville, SC

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-03-19
  • SC RA
    APPROVED
    Since 2020-03-19

Branch Locations

465 Woodruff Rd, Greenville, SC 29607 • United States

Greenville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc Greenville SC 12/2019 03/2020
Coldwell Banker Residential Brokerage Winnetka IL 08/2013 12/2019
Ameriprise Financial Services, Llc Greenville SC 03/2020 Present
  • 12/2019 → 03/2020
    Ameriprise Financial Services, Inc
    Greenville, SC
  • 08/2013 → 12/2019
    Coldwell Banker Residential Brokerage
    Winnetka, IL
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Greenville, SC
Previous Registrations
  • 2006-09-27 → 2006-10-10
    J.P. Morgan Securities Inc.
    New York, NY
  • 2002-12-11 → 2006-09-27
    Banc One Securities Corporation
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2001-11-15 → 2002-10-29
    Harrisdirect Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-16
S65 Uniform Investment Adviser Law Examination 1996-05-07
S63 Uniform Securities Agent State Law Examination 1985-11-15
  • S66 Uniform Combined State Law Examination
    2020-03-16
  • S65 Uniform Investment Adviser Law Examination
    1996-05-07
  • S63 Uniform Securities Agent State Law Examination
    1985-11-15
Other Names
  • Cathy Hallahan
  • Cathryn Michele Hallahan
  • Cathryn Hallahan
  • Cathy Michele Hallahan

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · GREENVILLE, SC
FORTIS CAPITAL ADVISORS, LLC · Greenville, SC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · GREENVILLE, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
THE HUNTINGTON INVESTMENT COMPANY · Greenville, SC
AMERIPRISE FINANCIAL SERVICES, LLC · Greenville, SC
GOEPPER BURKHARDT LLC · GREENVILLE, SC
DBA BIG MONEY RETIREMENT AND BIG RETIREMENT · GREENVILLE, SC

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