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5454 W. 110Th Street, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-12-19 |
Branch Locations
5454 W. 110Th Street, Overland Park, KS 66211 • United States
2100 Ross Ave Suite 1110, 11Th Floor, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lockton Financial Advisors, Llc | Dallas | TX | 04/2010 | 12/2021 |
| Lockton Companies, Llc | Dallas | TX | 04/2010 | 12/2021 |
| Creative Planning, Llc | Dallas | TX | 12/2021 | Present |
| Lockton Investment Advisors | Dallas | TX | 11/2013 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 2006-02-22 |
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