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Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-10-02
  • IL RA
    APPROVED
    Since 2025-10-02

Branch Locations

231 S Lasalle Street, Suite 2100, Chicago, IL 60604 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Reston VA 06/2022 08/2022
Townhall Columbus OH 02/2023 05/2023
Centennial High School Ellicott City MD 06/2015 06/2019
The Ohio State Univ Columbus OH 06/2019 05/2023
Corepower Yoga New York NY 07/2024 11/2024
Van Pelt And Associates Llc Rockville MD 05/2021 08/2021
Fidelity Investments Oak Brook IL 06/2023 09/2025
Fidelity Investments Boston MA 03/2025 09/2025
Private Advisor Group, Llc Morristown NJ 10/2025 Present
Lpl Financial Chicago IL 09/2025 Present
  • 06/2022 → 08/2022
    Fidelity Investments
    Reston, VA
  • 02/2023 → 05/2023
    Townhall
    Columbus, OH
  • 06/2015 → 06/2019
    Centennial High School
    Ellicott City, MD
  • 06/2019 → 05/2023
    The Ohio State Univ
    Columbus, OH
  • 07/2024 → 11/2024
    Corepower Yoga
    New York, NY
  • 05/2021 → 08/2021
    Van Pelt And Associates Llc
    Rockville, MD
  • 06/2023 → 09/2025
    Fidelity Investments
    Oak Brook, IL
  • 03/2025 → 09/2025
    Fidelity Investments
    Boston, MA
  • 10/2025 → Present
    Morristown, NJ
  • 09/2025 → Present
    Lpl Financial
    Chicago, IL
Previous Registrations
  • 2025-03-31 → 2025-09-16
    Oak Brook, IL
    Chicago, IL
    Boston, MA
  • 2025-02-19 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Chicago, IL
    Oak Brook, IL
Other Businesses

1)10/23/2025 - MAP Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)10/23/2025 - Private Advisor Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3)10/23/2025 - CorePower Yoga - Coach/Sports/Fitness - Non-Inv Rel - Denver, CO - Start: 08/2024 - 8 Hr/Mth 4) 12/01/2025 - Private Advisor Group - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 10/24/2025 - 160 hours per month/ 8 hours during trading - I provide administrative support to Private Advisor Group, an independent investment advisor firm. I started this business activity in 10/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-02-07
  • S66 Uniform Combined State Law Examination
    2025-02-07

View on SEC IAPD

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