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Thomas Alexander Qualls

Charles Schwab & Co., Inc.

Guthrie, OK

Omaha, NE

CRD 7358104

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-11-03
  • OK RA
    APPROVED
    Since 2023-11-03

Branch Locations

Guthrie, OK • United States

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Guthrie OK 03/2021 Present
Future Point Of View Edmond OK 05/2016 08/2016
Love's Country Stores Oklahoma City OK 05/2018 08/2018
Love's Country Stores Oklahoma City OK 05/2019 08/2019
Love's Country Stores Oklahoma City OK 05/2020 11/2020
Oklahoma Christian School Edmond OK 08/2011 05/2016
Unemployed Edmond OK 11/2020 03/2021
University Of Oklahoma Norman OK 08/2016 05/2020
  • 03/2021 → Present
    Charles Schwab & Co., Inc.
    Guthrie, OK
  • 05/2016 → 08/2016
    Future Point Of View
    Edmond, OK
  • 05/2018 → 08/2018
    Love's Country Stores
    Oklahoma City, OK
  • 05/2019 → 08/2019
    Love's Country Stores
    Oklahoma City, OK
  • 05/2020 → 11/2020
    Love's Country Stores
    Oklahoma City, OK
  • 08/2011 → 05/2016
    Oklahoma Christian School
    Edmond, OK
  • 11/2020 → 03/2021
    Unemployed
    Edmond, OK
  • 08/2016 → 05/2020
    University Of Oklahoma
    Norman, OK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-16
S63 Uniform Securities Agent State Law Examination 2021-10-28
  • S66 Uniform Combined State Law Examination
    2022-09-16
  • S63 Uniform Securities Agent State Law Examination
    2021-10-28
Other Names
  • Thomas Qualls
  • Tom Qualls

View on SEC IAPD

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