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Daniel L Newfont

Tiaa-Cref Individual & Institutional Services, LLC

Lexington, KY

Lexington, KY

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2021-10-01
  • KY RA
    APPROVED
    Since 2021-10-01

Branch Locations

2365 Harrodsburg Road Suite B 250, Lexington, KY 40504 • United States

Lexington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Family Financial Services Lexington KY 02/2021 08/2021
Common Spirit Health Lexington KY 04/2018 01/2021
Unemployed Lexington KY 01/2018 04/2018
Low & Bonar Candler NC 09/2013 01/2018
The O.N. Equity Sales Company Lexington KY 04/2021 09/2021
Tiaa Lexington KY 09/2021 Present
Tiaa-Cref Individual & Institutional Services, Llc Lexington KY 09/2021 Present
  • 02/2021 → 08/2021
    Family Financial Services
    Lexington, KY
  • 04/2018 → 01/2021
    Common Spirit Health
    Lexington, KY
  • 01/2018 → 04/2018
    Unemployed
    Lexington, KY
  • 09/2013 → 01/2018
    Low & Bonar
    Candler, NC
  • 04/2021 → 09/2021
    The O.N. Equity Sales Company
    Lexington, KY
  • 09/2021 → Present
    Tiaa
    Lexington, KY
  • 09/2021 → Present
    Tiaa-Cref Individual & Institutional Services, Llc
    Lexington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-05-20
  • S66 Uniform Combined State Law Examination
    2021-05-20
Other Names
  • Daniel L Newby

View on SEC IAPD

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