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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Charlotte | NC | 03/2021 | Present |
| Ebara Pumps Americas Corporation | Rock Hill | SC | 11/2020 | 02/2021 |
| Jls Masonry Inc | Monroe | NC | 01/2019 | 11/2020 |
| University Of North Carolina At Charlotte | Charlotte | NC | 08/2016 | 05/2020 |
| Weddington High School | Weddington | NC | 08/2012 | 06/2016 |
| Jla Masonry Inc | Monroe | NC | 02/2021 | Present |
| Cjs Real Estate Llc | Charlotte | NC | 09/2021 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS:JLS Masonry Inc NON-INVESTMENT/INVESTMENT RELATED: Non investment related ADDRESS (City/State):4509 Parkwood school rd NATURE OF BUSINESS: construction POSITION: Administrative Assistant/AP/AR START DATE (Month/Year): 02/15/21 due to family emergency APPROXIMATE HOURS PER MONTH:15 NUMBER OF HOURS DURING TRADING HOURS:0 DUTIES: Help out with AP/AR on Saturdays NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED: ADDRESS: Charlotte, NC POSITION: LANDLORD/OWNER START DATE: 8/2021 APPROXIMATE HOURS/MONTH: 2 HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: CJS REAL ESTATE LLC INVESTMENT RELATED ADDRESS (City/State): CHARLOTTE, NC NATURE OF BUSINESS: LLC POSITION: OWNER START DATE: 9/2021 APPROX. HOURS/MONTH: 5 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Used for sole purpose of record keeping and accounting of inflows and outflows in regard to rental properties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-28 |
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