Traves Liles

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 04/2025
  Jpmorgan Chase Bank, N.A.
  Baytown, TX
• 07/2021 → 04/2025
  J.P. Morgan Securities Llc
  Baytown, TX
• 10/2016 → 06/2021
  Papa Johns
  La Porte, TX
• 03/2021 → 04/2021
  Davis & Associates
  Baytown, TX
• 02/2021 → 03/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 06/2018 → 01/2021
  H E B
  Houston, TX
• 10/2016 → 06/2018
  Walmart
  Kemah, TX
• 06/2015 → 06/2016
  City Of La Porte
  La Porte, TX
• 07/2016 → 09/2016
  Unemployed
  La Porte, TX
• 08/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Houston, TX
• 04/2025 → 08/2025
  Unemployed
  Houston, TX
• 09/2025 → Present
  Bank Of America, N.A.
  Houston, TX

Exams

• S66 Uniform Combined State Law Examination
  2025-10-29
• S63 Uniform Securities Agent State Law Examination
  2021-11-29

Other Names

• Traves Jon Liles
• Traves J. Liles