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Allison Ann Rickerson

Riverstone Advisors, LLC

New Braunfels, TX

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Current Employers
Riverstone Advisors, Llc

New Braunfels, TX • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-15
  • TX RA
    APPROVED
    Since 2021-04-15

Branch Locations

New Braunfels, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Riverstone Advisors. Llc New Braunfels TX 09/2018 Present
River Road Consulting, Llc New Braunfels TX 01/2019 Present
Sazk Consulting, Llc New Braunfels TX 01/2017 12/2020
Unemployed New Braunfels TX 08/2011 01/2017
  • 09/2018 → Present
    Riverstone Advisors. Llc
    New Braunfels, TX
  • 01/2019 → Present
    River Road Consulting, Llc
    New Braunfels, TX
  • 01/2017 → 12/2020
    Sazk Consulting, Llc
    New Braunfels, TX
  • 08/2011 → 01/2017
    Unemployed
    New Braunfels, TX
Other Businesses

River Road Consulting; Part-Owner; Record-keeping and accounting; same address; Non-investment related; 0-2 hours per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-04-15
  • S65 Uniform Investment Adviser Law Examination
    2021-04-15
Other Names
  • Allison Rickerson

View on SEC IAPD

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