Nestor Hsu

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2021 → 06/2023
  E*Trade Securities Llc
  Alpharetta, GA
• 03/2021 → 07/2021
  Invictus Globe, Llc
  Suwanee, GA
• 11/2020 → 05/2021
  Jinya Ramen Bar
  Alpharetta, GA
• 11/2015 → 05/2020
  Inoko Japanese Steak And Seafood
  Athens, GA
• 08/2013 → 05/2020
  University Of Georgia
  Athens, GA
• 08/2020 → 10/2020
  E Ramen +
  Atlanta, GA
• 06/2020 → 07/2020
  Unemployed
  Suwanee, GA
• 07/2023 → 06/2024
  Thrivent Investment Management Inc
  Minneapolis, MN
• 06/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 07/2024 → Present
  Bank Of America, N.A.
  Atlanta, GA

Previous Registrations

• 2023-08-30 → 2024-06-13
  Thrivent Investment Management Inc.
  Minneapolis, MN

Other Businesses

I*1990274 , Entity Type, Profit Name of OBA:bb.q Chicken Duluth Address:Duluth,GA,30096 Investment Related: NO Position, Title, Association:Employee Employee Start Date: 08/18/2024 No Hours: 8 WEEKLY No Hours during trading:0 Duties:RestaurantI am a server.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-08-25
• S63 Uniform Securities Agent State Law Examination
  2023-06-08

Other Names

• Nestor K Hsu