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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-27
  • FL RA
    APPROVED
    Since 2026-07-27

Branch Locations

4345 Southpoint Blvd Suite 400, Jacksonville, FL 32216 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Jacksonville FL 02/2022 06/2026
Merrill Lynch, Pierce, Fenner & Smith Jacksonville FL 10/2020 02/2022
Hibbett Sports/City Gear Jacksonville FL 06/2018 10/2020
Hibbett Sports/City Gear Jacksonville FL 05/2016 06/2018
University Of North Florida Jacksonville FL 08/2015 08/2021
Bradley Ernst Jacksonville FL 06/2026 Present
Northwestern Mutual Investment Services, Llc Jacksonville FL 07/2026 Present
  • 02/2022 → 06/2026
    Fidelity Investments
    Jacksonville, FL
  • 10/2020 → 02/2022
    Merrill Lynch, Pierce, Fenner & Smith
    Jacksonville, FL
  • 06/2018 → 10/2020
    Hibbett Sports/City Gear
    Jacksonville, FL
  • 05/2016 → 06/2018
    Hibbett Sports/City Gear
    Jacksonville, FL
  • 08/2015 → 08/2021
    University Of North Florida
    Jacksonville, FL
  • 06/2026 → Present
    Bradley Ernst
    Jacksonville, FL
  • 07/2026 → Present
    Jacksonville, FL
Previous Registrations
  • 2025-06-26 → 2026-06-25
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-06-23
S63 Uniform Securities Agent State Law Examination 2023-01-13
  • S66 Uniform Combined State Law Examination
    2025-06-23
  • S63 Uniform Securities Agent State Law Examination
    2023-01-13
Other Names
  • Cody John Patton

View on SEC IAPD

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