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Thorne Patrick Saunders

J.P. Morgan Securities LLC

Los Angeles, CA

CRD 7294790

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED 2022-11-16
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED
    Since 2022-11-16

Branch Locations

2029 Century Park E Floor 39, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Angora Lakes Resort South Lake Tahoe CA 05/2016 10/2018
Sierra Crest Corporation Miden NV 09/2017 03/2019
Castle Crow & Company Incline Village NV 03/2019 09/2020
Raymond James Financial Services, Inc Irvine CA 09/2020 02/2022
Raymond James Financial Services Advisors Irvine CA 11/2021 01/2022
Jpmorgan Chase Bank, Na Irvine CA 02/2022 Present
Jpmorgan Securities, Llc Irvine CA 02/2022 Present
High Altitude Lawn Care & Hauling S. Lake Tahoe CA 06/2018 07/2018
  • 05/2016 → 10/2018
    Angora Lakes Resort
    South Lake Tahoe, CA
  • 09/2017 → 03/2019
    Sierra Crest Corporation
    Miden, NV
  • 03/2019 → 09/2020
    Castle Crow & Company
    Incline Village, NV
  • 09/2020 → 02/2022
    Raymond James Financial Services, Inc
    Irvine, CA
  • 11/2021 → 01/2022
    Raymond James Financial Services Advisors
    Irvine, CA
  • 02/2022 → Present
    Jpmorgan Chase Bank, Na
    Irvine, CA
  • 02/2022 → Present
    Jpmorgan Securities, Llc
    Irvine, CA
  • 06/2018 → 07/2018
    High Altitude Lawn Care & Hauling
    S. Lake Tahoe, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-11-22
  • S66 Uniform Combined State Law Examination
    2021-11-22

View on SEC IAPD

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