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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2022-11-16 |
Branch Locations
2029 Century Park E Floor 39, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Angora Lakes Resort | South Lake Tahoe | CA | 05/2016 | 10/2018 |
| Sierra Crest Corporation | Miden | NV | 09/2017 | 03/2019 |
| Castle Crow & Company | Incline Village | NV | 03/2019 | 09/2020 |
| Raymond James Financial Services, Inc | Irvine | CA | 09/2020 | 02/2022 |
| Raymond James Financial Services Advisors | Irvine | CA | 11/2021 | 01/2022 |
| Jpmorgan Chase Bank, Na | Irvine | CA | 02/2022 | Present |
| Jpmorgan Securities, Llc | Irvine | CA | 02/2022 | Present |
| High Altitude Lawn Care & Hauling | S. Lake Tahoe | CA | 06/2018 | 07/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-22 |
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