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Citigroup Global Markets Inc. CRD 7059
$56.0B regulatory AUM 2,481 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-03-19 |
Branch Locations
2700 Post Oak Blvd Floor 5, Houston, TX 77056 • United States
388 Greenwich Street Tower Building, New York, NY 10013 • UNITED STATES
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup | Houston | TX | 07/2020 | Present |
| Unemployed | Houston | TX | 06/2020 | 07/2020 |
| Bdo Usa, Llp | Houston | TX | 08/2019 | 06/2020 |
| Self Employed | Houston | TX | 02/2019 | 08/2019 |
| Samvardhana Motherson Group | Houston | TX | 04/2018 | 02/2019 |
| Bdo Usa, Llp | Houston | TX | 08/2013 | 04/2018 |
Name: CCAP Investments and Associates, LLC Investments Related: NO Address: 3918 Ella Boulevard, Houston TX, 77018 Nature: Construction Company Hours/month: 0 This is a company that my wife and I created for the construction of our home. Company was created for the type of loan that we used for the construction. There is no current businesses within the company.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-10 |
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