Jacob R Fucito

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2019 → 07/2020
  Bankers Life
  Jacksonville, FL
• 06/2017 → 02/2019
  Taco Libre
  Jacksonville, FL
• 08/2020 → 08/2021
  Lincoln Financial Advisors
  Jacksonville Beach, FL
• 08/2021 → Present
  Principal Life Insurance Company
  Raleigh, NC
• 08/2021 → Present
  Principal Securities, Inc.
  Raleigh, NC
• 06/2016 → 05/2017
  Mezzio Auto Care
  Naugatuck, CT
• 08/2017 → 05/2019
  Fletcher High School
  Neptune Beach, FL
• 08/2015 → 05/2017
  Wolcott High School
  Wolcott, CT
• 04/2023 → 08/2024
  Life Aligned Financial
  Jacksonville, FL
• 02/2024 → 08/2024
  Legacy Strategic Planning
  Jacksonville, FL
• 07/2025 → Present
  Executive Private Wealth
  Raleigh, NC

Previous Registrations

• 2021-01-14 → 2021-07-19
  Osaic Fa, Inc.
  Jacksonville Beach, FL

Other Businesses

**INSURANCE POSITION: Outside Insurance Sales NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 30 START DATE: 09/20/2021 ADDRESS: 7077 Bonneval Road, Suite 380, Jacksonville FL 32216, United States DESCRIPTION: Fixed Life, Fixed Annuities, LTC, DI, Health & Medical Insurance Sales through various carriers. **LEGACY STRATEGIC PLANNING LLC POSITION: Founding Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 15 START DATE: 09/01/2024 ADDRESS: 5453 Wade Park Blvd, Unit 101, Raleigh NC 27607, United States DESCRIPTION: The LLC provides coaching to business owners who may need it. Coaching offered through this LLC will not have any securities or insurance pieces to it. Will be talking with business owners about their time management skills, personal productivity, work through ways they can free up time to put back into business, help them create a vision for the company and problem solve any business owner roadblocks that might arise. **FUCITO NICHOLS INVESTMENT GROUP RETIREMENT SERVICES, LLC POSITION: President Admiral General NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/13/2025 ADDRESS: 6401 Lakes Rock Dr Unit 103, Raleigh NC 27609, United States DESCRIPTION: This is strictly for payroll. **EXECUTIVE PRIVATE WEALTH (DBA) POSITION: Executive Private Wealth NATURE: Fee-based Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 220 SECURITIES TRADING HOURS: 150 START DATE: 07/13/2025 ADDRESS: 6401 Lakes Rock Dr Unit 103, Raleigh NC 27609, United States DESCRIPTION: Title: Founding Parter | Financial Advisor. Role: Meeting and communicating with clients, building financial plans and managing assets. Products and Servies: AUM, Insurance, Financial Planning Custonmers: Executives, VPs and Directors of large corporations. We will be acting as financial planners and investment advisors under the name Executive Private Wealth when communicating with the public.

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-02-12
• S65 Uniform Investment Adviser Law Examination
  2021-01-11

Other Names

• Jacob Fucito
• Jacob Rae Fucito