Nicholas Tsiapas

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2017 → 02/2018
  Rolling Green Country Club-Club Corp.
  Arlington Heights, IL
• 12/2017 → 06/2018
  Kessel Heat Basketball
  Libertyville, IL
• 02/2018 → 06/2020
  Astron Dental Corporation
  Lake Zurich, IL
• 01/2016 → 05/2016
  Erj Dining, Llc / Manna
  Lake Zurich, IL
• 02/2018 → 11/2019
  Robert Morris University
  Elgin, IL
• 07/2020 → 01/2025
  Merrill Lynch / Bank Of America
  Rolling Meadows, IL
• 03/2025 → Present
  J.P Morgan Securities Llc
  Lake Zurich, IL
• 02/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Lake Zurich, IL
• 01/2016 → 01/2017
  Terminix International (Vantage Marketing)
  Dallas, TX
• 02/2017 → 05/2017
  Unemployed
  Lake Zurich, IL

Previous Registrations

• 2021-04-12 → 2025-02-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
  New York, NY
  Rolling Meadows, IL

Exams

• S66 Uniform Combined State Law Examination
  2021-04-09

Other Names

• Nicholas George Tsiapas