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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-18
TX RA APPROVED 2025-03-18
  • IL RA
    APPROVED
    Since 2025-03-18
  • TX RA
    APPROVED
    Since 2025-03-18

Branch Locations

455 S Rand Rd, Lake Zurich, IL 60047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rolling Green Country Club-Club Corp. Arlington Heights IL 06/2017 02/2018
Kessel Heat Basketball Libertyville IL 12/2017 06/2018
Astron Dental Corporation Lake Zurich IL 02/2018 06/2020
Erj Dining, Llc / Manna Lake Zurich IL 01/2016 05/2016
Robert Morris University Elgin IL 02/2018 11/2019
Merrill Lynch / Bank Of America Rolling Meadows IL 07/2020 01/2025
J.P Morgan Securities Llc Lake Zurich IL 03/2025 Present
Jpmorgan Chase Bank, N.A. Lake Zurich IL 02/2025 Present
Terminix International (Vantage Marketing) Dallas TX 01/2016 01/2017
Unemployed Lake Zurich IL 02/2017 05/2017
  • 06/2017 → 02/2018
    Rolling Green Country Club-Club Corp.
    Arlington Heights, IL
  • 12/2017 → 06/2018
    Kessel Heat Basketball
    Libertyville, IL
  • 02/2018 → 06/2020
    Astron Dental Corporation
    Lake Zurich, IL
  • 01/2016 → 05/2016
    Erj Dining, Llc / Manna
    Lake Zurich, IL
  • 02/2018 → 11/2019
    Robert Morris University
    Elgin, IL
  • 07/2020 → 01/2025
    Merrill Lynch / Bank Of America
    Rolling Meadows, IL
  • 03/2025 → Present
    Lake Zurich, IL
  • 02/2025 → Present
    Jpmorgan Chase Bank, N.A.
    Lake Zurich, IL
  • 01/2016 → 01/2017
    Terminix International (Vantage Marketing)
    Dallas, TX
  • 02/2017 → 05/2017
    Unemployed
    Lake Zurich, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-09
  • S66 Uniform Combined State Law Examination
    2021-04-09
Other Names
  • Nicholas George Tsiapas

View on SEC IAPD

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