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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-08-08
OR RA APPROVED 2024-08-07
CA RA APPROVED 2024-08-02
TX RA APPROVED 2024-08-01
  • WA RA
    APPROVED
    Since 2024-08-08
  • OR RA
    APPROVED
    Since 2024-08-07
  • CA RA
    APPROVED
    Since 2024-08-02
  • TX RA
    APPROVED
    Since 2024-08-01

Branch Locations

11601 Sw Beaverton Hillsdale Hwy, Beaverton, OR 97005 • United States

700 Sw Washington St 5Th Fl Ste 501 [Wd-Rbo], Vancouver, WA 98660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc Portland OR 12/2020 04/2022
Charles Shwab Bank Ssb Portland OR 04/2020 11/2020
Wells Fargo Portland OR 03/2001 12/2019
Wells Fargo Portland OR 01/2020 03/2020
Merrill Lynch, Pierce, Fenner & Smith Inc Portland OR 04/2022 07/2024
Wells Fargo Clearing Services, Llc Portland OR 08/2024 Present
  • 12/2020 → 04/2022
    Portland, OR
  • 04/2020 → 11/2020
    Charles Shwab Bank Ssb
    Portland, OR
  • 03/2001 → 12/2019
    Wells Fargo
    Portland, OR
  • 01/2020 → 03/2020
    Wells Fargo
    Portland, OR
  • 04/2022 → 07/2024
    Merrill Lynch, Pierce, Fenner & Smith Inc
    Portland, OR
  • 08/2024 → Present
    Portland, OR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-28
  • S66 Uniform Combined State Law Examination
    2020-12-28
Other Names
  • Lulu P Condol
  • Ma P Condol
  • Maluisa P Condol
  • Maria L Pangilinan

View on SEC IAPD

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