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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Georgia Pacific | Memphis | TN | 10/2017 | 04/2020 |
| Regions | Memphis | TN | 02/2016 | 02/2017 |
| Unemployed | Memphis | TN | 05/2020 | 08/2020 |
| Student | Memphis | TN | 05/2010 | 05/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 09/2020 | 12/2022 |
| Northwestern Mutual Investment Services Llc | Memphis | TN | 10/2020 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Memphis | TN | 12/2022 | 08/2025 |
| Shelby County School | Memphis | TN | 02/2017 | 10/2017 |
| City Of Memphis | Memphis | TN | 01/2016 | 06/2016 |
| Shelby County Schools | Memphis | TN | 02/2017 | 10/2017 |
| Bank Of America, N.A. | Memphis | TN | 07/2024 | 08/2025 |
| Cetera Investment Advisers Llc | Memphis | TN | 08/2025 | Present |
| Regions Bank | Memphis | TN | 08/2025 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 08/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-27 |
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