Nicolas F Chaparro

$8.57B regulatory AUM

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2026-07-17

Branch Locations

70 Morristown Road, Bernardsville, NJ 07924 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Cape Coral	FL	07/2025	07/2026
Imperial Workshop	Fort Myers	FL	09/2023	07/2026
Bank Of New York Mellon	Orlando	FL	04/2023	07/2023
Mthree	New York	NY	04/2022	03/2023
Amerilfie	Spring Hill	FL	10/2021	12/2021
Unemployed.	Hernando Beach	FL	06/2021	09/2021
West Virginia University	Morgantown	WV	01/2018	05/2021
Raritan Valley Community College	Branchburg	NJ	08/2017	12/2017
Ridge High School	Basking Ridge	NJ	09/2013	06/2017
Mthree	New York	NY	02/2022	03/2022
Winnewald Day Camp	Lebanon	NJ	07/2017	08/2017
Bank Of America, N.A.	Cape Coral	FL	09/2025	07/2026
Td Private Client Wealth Llc	Allentown	PA	07/2026	Present

07/2025 → 07/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Cape Coral, FL
09/2023 → 07/2026

Imperial Workshop

Fort Myers, FL
04/2023 → 07/2023

Bank Of New York Mellon

Orlando, FL
04/2022 → 03/2023

Mthree

New York, NY
10/2021 → 12/2021

Amerilfie

Spring Hill, FL
06/2021 → 09/2021

Unemployed.

Hernando Beach, FL
01/2018 → 05/2021

West Virginia University

Morgantown, WV
08/2017 → 12/2017

Raritan Valley Community College

Branchburg, NJ
09/2013 → 06/2017

Ridge High School

Basking Ridge, NJ
02/2022 → 03/2022

Mthree

New York, NY
07/2017 → 08/2017

Winnewald Day Camp

Lebanon, NJ
09/2025 → 07/2026

Bank Of America, N.A.

Cape Coral, FL
07/2026 → Present

Td Private Client Wealth Llc

Allentown, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-26