Joseph Samuel Marshall

Employer firm

Strategic Advisers LLC CRD 104555

$1.37T regulatory AUM 17,518 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2025-03-31

NC RA
APPROVED

Since 2025-03-31

Branch Locations

Charlotte, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	04/2020	11/2021
Dicks Sporting Goods	Charlotte	NC	08/2015	04/2020
Fidelity Investments	Merrimack	NH	02/2022	Present
Fidelity Investments	Boston	MA	03/2025	Present

04/2020 → 11/2021

Edward Jones

St Louis, MO
08/2015 → 04/2020

Dicks Sporting Goods

Charlotte, NC
02/2022 → Present

Fidelity Investments

Merrimack, NH
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2022-05-05 → 2025-03-31

Fidelity Personal And Workplace Advisors

Charlotte, NC
2020-07-20 → 2021-11-05

Edward Jones

Charlotte, NC

St Louis, MO

Charlotte, NC

Charlotte, NC

Charlotte, NC

St Louis, MO

Huntersville, NC

Concord, NC

Other Businesses

PAL Charlotte - Police Athletics League. Not Investment related. 1330 Spring St, Charlotte, NC 28206. Board Secretary - 11/01/2017. 1 - 2 hours per month. Administrative duties.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-23

S66 Uniform Combined State Law Examination

2020-07-23

View on SEC IAPD