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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-08-24
  • IN RA
    APPROVED
    Since 2026-08-24

Branch Locations

8888 Keystone Crossing Suite 500, Indianapolis, IN 46240 • United States

Westfield, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Stonecrest Group Indianapolis IN 03/2020 10/2025
Kilroys Bar And Grill Indianapolis IN 02/2011 03/2020
Northwestern Mutual Wise Financial Indianapolis IN 10/2025 05/2026
Pier 48 Indianapolis IN 03/2019 03/2020
Nigh Brewery Plainfield IN 03/2020 Present
Free Bird Rental Llc Fort Wayne IN 04/2022 Present
Stonecrest Group Indianapolis IN 06/2020 10/2025
Northwestern Mutual Investment Services Llc Indianapolis IN 01/2026 05/2026
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2026 05/2026
Lpl Enterprise Llc Indianapolis IN 08/2026 Present
  • 03/2020 → 10/2025
    Raymond James Stonecrest Group
    Indianapolis, IN
  • 02/2011 → 03/2020
    Kilroys Bar And Grill
    Indianapolis, IN
  • 10/2025 → 05/2026
    Northwestern Mutual Wise Financial
    Indianapolis, IN
  • 03/2019 → 03/2020
    Pier 48
    Indianapolis, IN
  • 03/2020 → Present
    Nigh Brewery
    Plainfield, IN
  • 04/2022 → Present
    Free Bird Rental Llc
    Fort Wayne, IN
  • 06/2020 → 10/2025
    Stonecrest Group
    Indianapolis, IN
  • 01/2026 → 05/2026
    Indianapolis, IN
  • 02/2026 → 05/2026
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2026 → Present
    Indianapolis, IN
Previous Registrations
Other Businesses

1. 08/14/2026 - Shaina Keck, N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Westfield, IN - INV REL - Start Date: 08/12/2026 - 160 Hrs/Mth - 160 Hrs During Trading 2. 08/14/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Westfield, IN - INV REL - Start Date: 08/12/2026 - 160 Hrs/Mth - 160 Hrs During Trading 3. 08/14/2026 - Free Bird Rental LLC - Business Owner - Fort Wayne, IN - Not INV REL - Start Date: 04/11/2022 - 02 Hrs/Mth - 00 Hrs During Trading 4. 08/14/2026 - BeneSkill - Non-Variable Insurance - Carmel, IN - INV REL - Start Date: 07/21/2026 - 40 Hrs/Mth - 10 Hrs During Trading 5. 08/14/2026 - Free Bird Rental - Real Estate Rental - Fort Wayne, IN - INV REL - Start Date: 03/01/2023 - 02 Hrs/Mth - 00 Hrs During Trading 6. 08/14/2026 - Nigh Brewery - Outside/W-2 Employment - Plainfield, IN - Not INV REL - Start Date: 03/01/2020 - 20 Hrs/Mth - 00 Hrs During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-10
  • S66 Uniform Combined State Law Examination
    2023-02-10
Other Names
  • Shaina Keck
  • Shaina Keck
  • Shaina J Keck

View on SEC IAPD

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