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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-07-18
TX RA APPROVED 2022-07-18
  • CO RA
    APPROVED
    Since 2022-07-18
  • TX RA
    APPROVED
    Since 2022-07-18

Branch Locations

Severance, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Fort Collins CO 11/2019 03/2020
Miller Cohen Peterson Young P.C. Longmont CO 09/2018 11/2019
Unemployed Fort Collins CO 02/2018 08/2018
Blackfin Irs Solutions Greenwood Village CO 01/2017 02/2018
Self-Employed Denver CO 10/2015 10/2016
Axa Advisors, Llc New York NY 03/2020 06/2020
Equitable Advisors, Llc New York NY 03/2020 07/2022
Cambridge Investment Research, Inc. Fairfield IA 07/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2022 Present
  • 11/2019 → 03/2020
    Unemployed
    Fort Collins, CO
  • 09/2018 → 11/2019
    Miller Cohen Peterson Young P.C.
    Longmont, CO
  • 02/2018 → 08/2018
    Unemployed
    Fort Collins, CO
  • 01/2017 → 02/2018
    Blackfin Irs Solutions
    Greenwood Village, CO
  • 10/2015 → 10/2016
    Self-Employed
    Denver, CO
  • 03/2020 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 03/2020 → 07/2022
    New York, NY
  • 07/2022 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2022 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/18/2022 2. RYAN BAILEY, 706 Blue Jay Dr, Severance CO 80550, 12/2022, Attorney, Legal Services, NIR, 100 HR/MO, 40 HR/MO TRADING. 3. BLUE DOT WEALTH MANAGEMENT, 706 Blue Jay Dr, Severance CO 80550, 06/2025, IAR, DBA Name, INV REL, 50 HR/MO, 50 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-08-19
  • S66 Uniform Combined State Law Examination
    2020-08-19
Other Names
  • Ryan Bailey

View on SEC IAPD

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