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Cambridge Investment Research Advisors, Inc. CRD 134139
$139B regulatory AUM 68,815 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-07-18 |
| TX | RA | APPROVED | 2022-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Fort Collins | CO | 11/2019 | 03/2020 |
| Miller Cohen Peterson Young P.C. | Longmont | CO | 09/2018 | 11/2019 |
| Unemployed | Fort Collins | CO | 02/2018 | 08/2018 |
| Blackfin Irs Solutions | Greenwood Village | CO | 01/2017 | 02/2018 |
| Self-Employed | Denver | CO | 10/2015 | 10/2016 |
| Axa Advisors, Llc | New York | NY | 03/2020 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2020 | 07/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2022 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2022 | Present |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 07/18/2022 2. RYAN BAILEY, 706 Blue Jay Dr, Severance CO 80550, 12/2022, Attorney, Legal Services, NIR, 100 HR/MO, 40 HR/MO TRADING. 3. BLUE DOT WEALTH MANAGEMENT, 706 Blue Jay Dr, Severance CO 80550, 06/2025, IAR, DBA Name, INV REL, 50 HR/MO, 50 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-19 |
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