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Current Employers
Burgess Investment Group, Llc

632 S Main St, Greenville, SC 29601 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-11-20
  • SC RA
    APPROVED
    Since 2023-11-20

Branch Locations

632 S Main St, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2020 10/2023
M&T Bank Linthicum MD 08/2006 10/2023
Burgess Investment Group, Llc Greenville SC 11/2023 Present
Previous Registrations
  • 2020-06-04 → 2023-11-06
    St Louis, MO
    Crofton, MD
    Greenville, SC
    Greenville, SC
    Greenville, SC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-03
  • S66 Uniform Combined State Law Examination
    2020-06-03
Other Names
  • Alan Roy Hicks

View on SEC IAPD

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