Kaelen Caggiula

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2019 → 12/2022
  Cantella & Co., Inc.
  Malden, MA
• 08/2014 → 12/2017
  University Of New Hampshire
  Durham, NH
• 12/2016 → 01/2017
  Waterville Valley Ski Resort
  Waterville, NH
• 06/2017 → 08/2017
  R.S. Audley
  Concord, NH
• 12/2017 → 06/2018
  Unemployed
  Durham, XX
• 06/2018 → 02/2019
  Beacon Funding Corporation
  Portsmouth, NH
• 04/2019 → 10/2019
  Nature's Edge Landscaping
  Portsmouth, NH
• 12/2022 → 08/2025
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2025 → 08/2025
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 12/2025 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 12/2025 → Present
  Northwestern Mutual Investments Llc
  Milwaukee, WI
• 09/2015 → 12/2016
  Unemployed
  Durham, NH
• 01/2017 → 06/2017
  Unemployed
  Durham, NH
• 02/2019 → 04/2019
  Unemployed
  Portsmouth, NH
• 08/2025 → 12/2025
  Unemployed
  Los Angeles, CA
• 05/2025 → Present
  California Film Company
  Los Angeles, CA

Previous Registrations

• 2025-01-02 → 2025-08-26
  Cambridge Investment Research Advisors, Inc.
  Los Angeles, CA
  Malden, MA

Other Businesses

1. CALIFORNIA FILM COMPANY, NON-FINANCIAL SERVICES BUSINESS, START DATE: 5/1/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, FILM PRODUCTION. NON-INVESTMENT RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2024-10-11