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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-03
  • TX RA
    APPROVED
    Since 2023-11-03

Branch Locations

8850 Boedeker Dr, Dallas, TX 75225 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Dallas TX 12/2019 Present
Bb&T Investments Richmond VA 12/2019 Present
Bb&T Austin TX 11/2018 12/2019
Bb&T Dallas TX 12/2015 11/2018
Truist Investment Services, Inc. Dallas TX 02/2021 Present
Truist Advisory Services, Inc. Atlanta GA 02/2021 Present
Ameriprise Financial Services, Llc Dallas TX 11/2023 Present
  • 12/2019 → Present
    Bb&T
    Dallas, TX
  • 12/2019 → Present
    Bb&T Investments
    Richmond, VA
  • 11/2018 → 12/2019
    Bb&T
    Austin, TX
  • 12/2015 → 11/2018
    Bb&T
    Dallas, TX
  • 02/2021 → Present
    Truist Investment Services, Inc.
    Dallas, TX
  • 02/2021 → Present
    Atlanta, GA
  • 11/2023 → Present
    Dallas, TX
Previous Registrations
  • 2023-02-24 → 2023-11-03
    Comerica Securities
    Dallas, TX
    Dallas, TX
  • 2021-02-17 → 2023-03-02
    Dallas, TX
  • 2020-06-19 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Dallas, TX
    Richmond, VA
Other Businesses

Outside Employment; Comerica Bank; Wealth Advisor for Comerica Wealth management. ; CMA Wealth Advisor ; 8225 Preston Road, 2nd floor, Dallas, TX, 75225; Investment-Related; 11/06/2023; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-18
  • S66 Uniform Combined State Law Examination
    2020-06-18

View on SEC IAPD

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