Jia Guo

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2021-12-23

CA RA
APPROVED

Since 2021-12-23

Branch Locations

4343 Von Karman Ave Suite 250 Q, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Brea	CA	05/2020	Present
New York Life Insurance Co	Brea	CA	12/2019	Present
Unemployed	Irvine	CA	11/2012	12/2019
Eagle Strategies Llc	Brea	CA	12/2021	Present

05/2020 → Present

Nylife Securities Llc

Brea, CA
12/2019 → Present

New York Life Insurance Co

Brea, CA
11/2012 → 12/2019

Unemployed

Irvine, CA
12/2021 → Present

Eagle Strategies Llc

Brea, CA

Other Businesses

[Insurance Brokering; APPOINTED WITH OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS and through BGA/ Truelife Financial; 21671 gateway center drive diamond Ste 106 Diamond Bar CA 91765; Start Date 09/2025; Role/Title: Insurance Broker; Investment Related; 8 hours per month; 8 hours per month during securities trading hours]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-13
S63	Uniform Securities Agent State Law Examination	2020-07-13

S66 Uniform Combined State Law Examination

2021-12-13
S63 Uniform Securities Agent State Law Examination

2020-07-13

View on SEC IAPD