Graham Williams Thompson

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 12/2019
  University Of Oklahoma
  Norman, OK
• 12/2014 → 08/2016
  Jimmie Austin Ou Golf Club
  Norman, OK
• 06/2017 → 08/2017
  Covey Park Energy
  Dallas, TX
• 08/2018 → 12/2018
  Crest Process Systems, Inc.
  Tyler, TX
• 09/2019 → 12/2019
  Legacy Royalties
  Tyler, TX
• 12/2019 → 03/2022
  Elite Financial Management, Llc
  Dallas, TX
• 01/2020 → 01/2021
  Lpl Financial Services
  Dallas, TX
• 01/2021 → 03/2022
  Raymond James Financial Services, Inc.
  Dallas, TX
• 03/2022 → Present
  Fisher Investments
  Plano, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-07-12

Other Names

• Graham Thompson