James Rainwater

Employer firm

Bangerter Financial Services, Inc. CRD 171939

$68.8M regulatory AUM 30 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2019 → 11/2023
  Cambridge Investment Research
  Fairfield, IA
• 12/2019 → 11/2023
  Cambridge Investment Research
  Fairfield, IA
• 09/2011 → Present
  James Rainwater Cpa Llc
  Bel Air, MD
• 01/2020 → 11/2023
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 11/2023 → 12/2025
  Concorde Investment Services
  Ann Arbor, MI
• 11/2024 → Present
  Bangerter Financial Services, Inc.
  Roseville, CA
• 11/2023 → 09/2025
  Concorde Asset Management, Llc
  Ann Arbor, MI
• 11/2023 → 12/2025
  Concorde Insurance Agency
  Ann Arbor, MI
• 11/2020 → Present
  Cira
  Fairfield, IA
• 11/2020 → Present
  Rainwater Planning Llc
  Bel Air, MD
• 06/2020 → Present
  Rainwater Planning Llc
  Bel Air, MD
• 02/2019 → Present
  Sole Proprietor
  Bel Air, MD

Previous Registrations

• 2023-11-29 → 2025-09-26
  Concorde Asset Management, Llc
  Bel Air, MD
  Ann Arbor, MI
• 2020-01-30 → 2023-12-08
  Cambridge Investment Research Advisors, Inc.
  Bel Air, MD
  Bel Air, MD
  Bel Air, MD
  Bel Air, MD

Other Businesses

1) CIRA, 1776 Pleasant Plain Rd, Fairfield IA, As Advisory Rep of a RIA. Producer, Insurance producer. Insurance to broker dealer relationships. Start date 11/01/2020, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours. 2) Bangerter Financial, Outside RIA Affiliation. Investment Related. Start date: Dec. 1, 2024. 1380 Lead Hill Blvd, Suite 180. Roseville, CA 95661. IAR. 1-5 hours during non-trading hours. 1-5 hours during trading hours. 3) James Rainwater CPA LLC, Non Investment related, Bel Air, MD 21015, CPA Firm, CEO/Owner, CPA/enrolled agent/tax prep/account services, monetized installment sales, commissions & fees on products. Start date 09/01/2011, Owner/CEO, 40 + hours during nontrading hours, 40 + during trading hours. 4) Rainwater Planning LLC, Investment related,1011Henderson Rd, Bel Air MD 21015, DBA Managing Member, IUL Insurance, Insurance Producer, Start 11/01/2020, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours. 5) James Rainwater, Non Investment related, 1011 Henderson Rd, Bel Air MD, Sole Proprietor, Independent Insurance Agent for various Independent Insurance Companies, Start 02/01/19, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2019-11-25

Other Names

• James Donald Rainwater