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Ashley Nicole Cruz

Ieq Capital, LLC

Los Angeles, CA

Foster City, CA

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Current Employers
Ieq Capital, Llc

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-07-15
  • CA RA
    APPROVED
    Since 2026-07-15

Branch Locations

11601 Wilshire Blvd Suite 1500, Los Angeles, CA 90025 • United States

950 Tower Lane Suite 1800, Foster City, CA 94404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nordstroms Inc Thousand Oaks CA 07/2017 08/2017
Gnazzo Group Miami Design District FL 09/2018 11/2018
Mortgage Mavens Inc. Agoura Hills CA 06/2019 08/2019
Ubs Financial Services Inc. Coral Gables FL 01/2020 06/2020
Ubs Financial Services Inc. Coral Gables FL 06/2020 03/2021
University Of Miami Coral Gables FL 08/2016 05/2020
Morgan Stanley Los Angeles CA 02/2022 01/2026
Ubs Financial Services Inc. Coral Gables FL 03/2021 02/2022
Morgan Stanley Long Beach CA 01/2026 06/2026
Ieq Capital, Llc Los Angeles CA 07/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-19
  • S66 Uniform Combined State Law Examination
    2021-07-19

View on SEC IAPD

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