Best Investors Account Sign in
Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-06-18
  • CA RA
    APPROVED
    Since 2021-06-18

Branch Locations

1900 Union St, San Francisco, CA 94123 • United States

3431 California St, San Francisco, CA 94118 • United States

420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States

145 W Portal Ave, San Francisco, CA 94127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc San Francisco CA 11/2019 Present
Wells Fargo Bank, Na San Francisco CA 06/2018 Present
Uc Berkeley Berkeley CA 08/2013 05/2018
Uber Berkeley CA 01/2016 08/2017
Uc Berkeley Library Berkeley CA 08/2017 12/2017
  • 11/2019 → Present
    San Francisco, CA
  • 06/2018 → Present
    Wells Fargo Bank, Na
    San Francisco, CA
  • 08/2013 → 05/2018
    Uc Berkeley
    Berkeley, CA
  • 01/2016 → 08/2017
    Uber
    Berkeley, CA
  • 08/2017 → 12/2017
    Uc Berkeley Library
    Berkeley, CA
Other Businesses

INSTAWORK, NOT INVT RELATED, SAN FRANCISCO, CA, GIG WORKER, START DATE 8/28/2021, 30 HRS PER MONTH, 0 HRS DURING TRADING, HRLY SHIFT AS BARTENDER, EVENT SERVER, BUSSER, DISHWASHER. UBER EATS, NOT INV RELATED, SAN FRANCISCO, CA, DELIVERY DRIVER, START 11/25/24, 10 HRS PER MONTH, 0 HRS DURING TRADING, DELIVER FOOD;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-18
S63 Uniform Securities Agent State Law Examination 2020-09-04
  • S66 Uniform Combined State Law Examination
    2021-06-18
  • S63 Uniform Securities Agent State Law Examination
    2020-09-04
Other Names
  • Victor Gonzalez
  • Victor A Gonzalez
  • Victor Gonzalezmartinez

View on SEC IAPD

More in San Francisco, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor