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CRD 7196855
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-06-18 |
Branch Locations
1900 Union St, San Francisco, CA 94123 • United States
3431 California St, San Francisco, CA 94118 • United States
420 Montgomery St 7Th Fl [Nf*/Ng-Rbo], San Francisco, CA 94104 • United States
145 W Portal Ave, San Francisco, CA 94127 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 11/2019 | Present |
| Wells Fargo Bank, Na | San Francisco | CA | 06/2018 | Present |
| Uc Berkeley | Berkeley | CA | 08/2013 | 05/2018 |
| Uber | Berkeley | CA | 01/2016 | 08/2017 |
| Uc Berkeley Library | Berkeley | CA | 08/2017 | 12/2017 |
INSTAWORK, NOT INVT RELATED, SAN FRANCISCO, CA, GIG WORKER, START DATE 8/28/2021, 30 HRS PER MONTH, 0 HRS DURING TRADING, HRLY SHIFT AS BARTENDER, EVENT SERVER, BUSSER, DISHWASHER. UBER EATS, NOT INV RELATED, SAN FRANCISCO, CA, DELIVERY DRIVER, START 11/25/24, 10 HRS PER MONTH, 0 HRS DURING TRADING, DELIVER FOOD;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 2020-09-04 |
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