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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
555 Mission St Fl 16, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commvault Systems | Tinton Falls | NJ | 02/2015 | 09/2019 |
| Merrill Lynch | San Mateo | CA | 09/2019 | 08/2021 |
| Sonder Financial | San Francisco | CA | 08/2021 | 11/2023 |
| Unemployed | San Francisco | CA | 11/2023 | 02/2024 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2024 | Present |
| Northwestern Mutual Investment Services Llc | San Francisco | CA | 02/2024 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 08/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-23 |
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