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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

555 Mission St Fl 16, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commvault Systems Tinton Falls NJ 02/2015 09/2019
Merrill Lynch San Mateo CA 09/2019 08/2021
Sonder Financial San Francisco CA 08/2021 11/2023
Unemployed San Francisco CA 11/2023 02/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 02/2024 Present
Northwestern Mutual Investment Services Llc San Francisco CA 02/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 08/2024 Present
  • 02/2015 → 09/2019
    Commvault Systems
    Tinton Falls, NJ
  • 09/2019 → 08/2021
    Merrill Lynch
    San Mateo, CA
  • 08/2021 → 11/2023
    Sonder Financial
    San Francisco, CA
  • 11/2023 → 02/2024
    Unemployed
    San Francisco, CA
  • 02/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 02/2024 → Present
    San Francisco, CA
  • 08/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-23
  • S66 Uniform Combined State Law Examination
    2020-12-23
Other Names
  • Catherine Geeslin
  • Catherine Morris Geeslin
  • Catherine Geeslin

View on SEC IAPD

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