Alexander Jacob Underwood

Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2018 → 08/2019
  Unemployed
  Omaha, NE
• 01/2024 → 09/2024
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2024 → 09/2024
  Northwestern Mutual Investment Services Llc
  Omaha, NE
• 02/2020 → 12/2023
  Equitable Financial
  Omaha, NV
• 09/2019 → 01/2020
  Paypal
  Lavista, NE
• 02/2015 → 06/2018
  Nelnet
  Omaha, NE
• 04/2024 → 09/2024
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 10/2024 → 12/2024
  Unemployed
  Omaha, NE
• 01/2025 → 02/2025
  Retire Smart
  Omaha, NE
• 03/2025 → 04/2025
  Unemployed
  Omaha, NE
• 04/2025 → Present
  Guardian Life Insurance Company
  Omaha, NE
• 11/2025 → Present
  Park Avenue Securities Llc
  Omaha, NE

Previous Registrations

• 2024-01-26 → 2024-09-04
  Northwestern Mutual Investment Services, Llc
  Omaha, NE
• 2019-12-23 → 2024-01-02
  Equitable Advisors, Llc
  Omaha, NE
  Omaha, NE

Other Businesses

1) Insurance other than Guardian-Independent contractor, Nature of Business: Insurance sales, Start date: 01/12/2026, Address: 1301 N. 185th St. elkhorn Ne, Duties: Insurance other than Guardian 60 total hours per month; 40 during securities trading hours, Investment related,

Exams

• S66 Uniform Combined State Law Examination
  2019-12-16

Other Names

• Alex Jacob Underwood
• Alexander Underwood
• Alexander Jacob Underwood
• Alex J Underwood