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Carmem Simoes

J.P. Morgan Securities LLC

Katy, TX

Houston, TX

CRD 7165699

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-31
  • TX RA
    APPROVED
    Since 2022-08-31

Branch Locations

Katy, TX • United States

600 Travis St Floor 09, Houston, TX 77002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi International Financial Services Llc Miami FL 07/2018 11/2021
Ctitibank N.A. Miami FL 07/2018 11/2021
Banco Do Brasil Americas Miami FL 09/2015 07/2018
J.P. Morgan Securities Llc Orlando FL 12/2021 Present
Jpmorgan Chase Bank, N.A. Orlando FL 12/2021 Present
Xcelhr - Historical Data Miami FL 09/2015 06/2017
  • 07/2018 → 11/2021
    Citi International Financial Services Llc
    Miami, FL
  • 07/2018 → 11/2021
    Ctitibank N.A.
    Miami, FL
  • 09/2015 → 07/2018
    Banco Do Brasil Americas
    Miami, FL
  • 12/2021 → Present
    J.P. Morgan Securities Llc
    Orlando, FL
  • 12/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Orlando, FL
  • 09/2015 → 06/2017
    Xcelhr - Historical Data
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-07
  • S66 Uniform Combined State Law Examination
    2021-09-07
Other Names
  • Carmem De Oliveira Simoes Gamboa
  • Carmem Simoes
  • Carmem Deoliveirasgamboa
  • Carmem Deoliveirasimoes
  • Carmem Simoes Gamboa

View on SEC IAPD

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