Joshua William Smithberger

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 08/2016
  Wells Fargo Advisors, Llc
  Panama City, FL
• 10/2025 → Present
  Fisher Investments
  Tampa, FL
• 01/2025 → 10/2025
  Option Insights And Markets Research
  Tampa, FL
• 11/2016 → 12/2024
  System Soft Technologies/Delphian Trading
  Tampa, FL

Previous Registrations

• 2014-12-03 → 2016-05-20
  Wells Fargo Clearing Services, Llc
  Panama City Beach, FL
  Birmingham, AL
• 2012-08-20 → 2014-12-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Panama City, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-11-11
• S66 Uniform Combined State Law Examination
  2012-08-16

Other Names

• Joshua W Smithberger
• Joshua W Smithberger