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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-25
VA RA APPROVED 2025-09-24
  • TX RA
    APPROVED_RES
    Since 2025-09-25
  • VA RA
    APPROVED
    Since 2025-09-24

Branch Locations

1812 N Moore St, Suite 1700, Arlington, VA 22209 • United States

180 Park Ave Suite 203, Florham Park, NJ 07932 • United States

Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-25
VA RA APPROVED 2025-09-25
  • TX RA
    APPROVED_RES
    Since 2025-09-25
  • VA RA
    APPROVED
    Since 2025-09-25

Branch Locations

1812 N Moore St, Suite 1700, Arlington, VA 22209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Securities Corp Norwalk CT 04/2015 09/2018
Starwood Capital, Llc Greenwich CT 09/2018 05/2019
Bank Of America New York NY 06/2019 09/2019
Best Buy Beufort SC 10/2019 12/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 02/2020 09/2025
George Washington University Washington DC 01/2017 12/2019
Rockefeller Financial Llc Arlington VA 09/2025 Present
  • 04/2015 → 09/2018
    National Securities Corp
    Norwalk, CT
  • 09/2018 → 05/2019
    Starwood Capital, Llc
    Greenwich, CT
  • 06/2019 → 09/2019
    Bank Of America
    New York, NY
  • 10/2019 → 12/2019
    Best Buy
    Beufort, SC
  • 02/2020 → 09/2025
    Washington, DC
  • 01/2017 → 12/2019
    George Washington University
    Washington, DC
  • 09/2025 → Present
    Arlington, VA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-16
S63 Uniform Securities Agent State Law Examination 2014-12-01
  • S66 Uniform Combined State Law Examination
    2020-05-16
  • S63 Uniform Securities Agent State Law Examination
    2014-12-01
Other Names
  • Luke Joseph Whitney
  • Luke Joseph Rabiej

View on SEC IAPD

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