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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-25 |
| VA | RA | APPROVED | 2025-09-24 |
Branch Locations
1812 N Moore St, Suite 1700, Arlington, VA 22209 • United States
180 Park Ave Suite 203, Florham Park, NJ 07932 • United States
45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-09-25 |
| VA | RA | APPROVED | 2025-09-25 |
Branch Locations
1812 N Moore St, Suite 1700, Arlington, VA 22209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | Norwalk | CT | 04/2015 | 09/2018 |
| Starwood Capital, Llc | Greenwich | CT | 09/2018 | 05/2019 |
| Bank Of America | New York | NY | 06/2019 | 09/2019 |
| Best Buy | Beufort | SC | 10/2019 | 12/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Washington | DC | 02/2020 | 09/2025 |
| George Washington University | Washington | DC | 01/2017 | 12/2019 |
| Rockefeller Financial Llc | Arlington | VA | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-01 |
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