James Elmer Keller

Employer firm

Roland Financial Wealth Management LLC CRD 315175

$68.7M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 11/2018
  American United Life
  Erie, PA
• 03/2016 → 12/2018
  Oneamerica Securities, Inc.
  Erie, PA
• 12/2018 → 05/2019
  Td Ameritrade Investment Management, Llc
  Erie, PA
• 06/2019 → 12/2022
  Ae Wealth Management, Llc
  Topeka, KS
• 05/2019 → Present
  Roland Financial Llc
  Erie, PA
• 05/2021 → Present
  Roland Financial Wealth Management Llc
  Erie, PA
• 12/2018 → 05/2019
  Td Ameritrade, Inc.
  Erie, PA
• 12/2018 → 05/2019
  Td Ameritrade, Inc.;
  Erie, PA

Previous Registrations

• 2019-06-28 → 2022-02-21
  Ae Wealth Management, Llc
  Erie, PA
• 2018-12-19 → 2019-05-13
  Td Ameritrade, Inc.
  Erie, PA
• 2018-12-19 → 2019-05-13
  Td Ameritrade Investment Management, Llc
  Erie, PA
• 2016-03-04 → 2018-12-12
  Oneamerica Securities, Inc.
  Erie, PA
  Westlake, OH
  Erie, PA
• 2015-01-21 → 2016-01-09
  Osaic Services, Inc.
  Cranberry Twp, PA
  Erie, PA

Other Businesses

1.) ROLAND FINANCIAL; YES INVESTMENT RELATED; 3910 CAUGHY ROAD, SUITE 140, ERIE, PA 16506; INSURANCE SALES; (ADVISER REPRESENTATIVE); START DATE 06/2019; APPROX 160 HRS/MONTH; APPROX 00 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.

Exams

• S66 Uniform Combined State Law Examination
  2014-10-23

Other Names

• Jim Keller
• James E Keller
• James Elmer Keller