Best Investors
Account
Sign in
Best Investors
Account
Sign in
3910 Caughey Rd Suite 140, Erie, PA 16506 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-07-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Erie | PA | 02/2016 | 11/2018 |
| Oneamerica Securities, Inc. | Erie | PA | 03/2016 | 12/2018 |
| Td Ameritrade Investment Management, Llc | Erie | PA | 12/2018 | 05/2019 |
| Ae Wealth Management, Llc | Topeka | KS | 06/2019 | 12/2022 |
| Roland Financial Llc | Erie | PA | 05/2019 | Present |
| Roland Financial Wealth Management Llc | Erie | PA | 05/2021 | Present |
| Td Ameritrade, Inc. | Erie | PA | 12/2018 | 05/2019 |
| Td Ameritrade, Inc.; | Erie | PA | 12/2018 | 05/2019 |
1.) ROLAND FINANCIAL; YES INVESTMENT RELATED; 3910 CAUGHY ROAD, SUITE 140, ERIE, PA 16506; INSURANCE SALES; (ADVISER REPRESENTATIVE); START DATE 06/2019; APPROX 160 HRS/MONTH; APPROX 00 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-23 |
Reach out to this advisor