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Michael D Frey

Fifth Third Securities, Inc.

Florence, KY

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-02-05
  • KY RA
    APPROVED
    Since 2019-02-05

Branch Locations

8100 Burlington Pike, Florence, KY 41042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Covington KY 01/2017 01/2019
Fidelity Investments Institutional Operations Company Inc. Covington KY 03/2016 01/2017
Fifth Third Bank Cincinnati OH 01/2019 Present
Fifth Third Securities Cincinnati OH 01/2019 Present
  • 01/2017 → 01/2019
    Fidelity Brokerage Services Llc
    Covington, KY
  • 03/2016 → 01/2017
    Fidelity Investments Institutional Operations Company Inc.
    Covington, KY
  • 01/2019 → Present
    Fifth Third Bank
    Cincinnati, OH
  • 01/2019 → Present
    Fifth Third Securities
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-27
  • S66 Uniform Combined State Law Examination
    2017-04-27
Other Names
  • Michael David Frey
  • Michael Frey
  • Michael David Frey

View on SEC IAPD

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