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Nicholas Alexander Kelly

Pgim Investments LLC

Newark, NJ

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Current Employers
Pgim Investments Llc

655 Broad Street, Newark, NJ 07102 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-04-04
  • NJ RA
    APPROVED
    Since 2014-04-04

Branch Locations

655 Broad Street, Newark, NJ 07102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pgim Investments,Llc Newark NJ 03/2014 Present
Prudential Investment Management Services Llc Newark NJ 03/2014 Present
Pgim Investments,Llc Newark NJ 03/2014 Present
  • 03/2014 → Present
    Pgim Investments,Llc
    Newark, NJ
  • 03/2014 → Present
    Prudential Investment Management Services Llc
    Newark, NJ
  • 03/2014 → Present
    Pgim Investments,Llc
    Newark, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-07
  • S66 Uniform Combined State Law Examination
    2012-06-07
Other Names
  • Nicholas Kelly
  • Nicholas A Kelly

View on SEC IAPD

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Other Investors

AMELIA JEANETHA SAMUEL
ARNOLD LOUIS LANDY
CURTIS GREGORY GREEN
ALEJANDRO GABRIEL STAROSELSKI
Dana Lynn Simmons
GREGORY BLAINE VANMETER
DAWN PAGE HOLTMEIER
SARAH ROSE ZAWISTOWSKI

Other Offices

PRUCO SECURITIES, LLC · NEWARK, NJ
PRUCO SECURITIES, LLC. · NEWARK, NJ
LANDY INVESTMENT MANAGEMENT LLC · NEWARK, NJ
PRUCO SECURITIES, LLC. · NEWARK, NJ
LPL ENTERPRISE, LLC · NEWARK, NJ
VINANCE REALM LTD · NEWARK, NJ
PGIM INVESTMENTS LLC · NEWARK, NJ
PGIM INVESTMENTS LLC · NEWARK, NJ

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