Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2019-02-21 |
Branch Locations
1040 Randolph St, Ste 41, Thomasville, NC 27360 • United States
Lexington, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2012 | 02/2019 |
| Lpl Financial Llc | Thomasville | NC | 02/2019 | Present |
1. 02/20/2019 - Genesis Tree Financial, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2019 - 250 hr/mth 2. 02/20/2019 - MEMORY LANE PORTRAITS, PHOTOGRAPHY STUDIO - non-inv rel - run out of residential location - start: 06/1999 - 1 hr/mth. 3. 1/21/2020 - No Business Name - Investment Related - Council, VA - Real Estate Rental - Started 11/29/2006 - 0 Hours Per Month - 100+ acres inherited from parents. 4. 2/24/2020 - MAGGIELYNN, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 02/09/2018 - 4 Hours Per Month/0 Hours During Securities Trading - LLC has ownership in 2 parcels of real estate.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-23 |
Reach out to this advisor