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Rhonda Compton Lester

LPl Financial LLC

Thomasville, NC

Lexington, NC

CRD 6018499

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-02-21
  • NC RA
    APPROVED
    Since 2019-02-21

Branch Locations

1040 Randolph St, Ste 41, Thomasville, NC 27360 • United States

Lexington, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2012 02/2019
Lpl Financial Llc Thomasville NC 02/2019 Present
Previous Registrations
  • 2012-05-21 → 2019-02-26
    St Louis, MO
    High Point, NC
    High Point, NC
Other Businesses

1. 02/20/2019 - Genesis Tree Financial, LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 02/2019 - 250 hr/mth 2. 02/20/2019 - MEMORY LANE PORTRAITS, PHOTOGRAPHY STUDIO - non-inv rel - run out of residential location - start: 06/1999 - 1 hr/mth. 3. 1/21/2020 - No Business Name - Investment Related - Council, VA - Real Estate Rental - Started 11/29/2006 - 0 Hours Per Month - 100+ acres inherited from parents. 4. 2/24/2020 - MAGGIELYNN, LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 02/09/2018 - 4 Hours Per Month/0 Hours During Securities Trading - LLC has ownership in 2 parcels of real estate.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-03-23
  • S66 Uniform Combined State Law Examination
    2012-03-23
Other Names
  • Rhonda Kaye Compton
  • Rhonda Lester
  • Rhonda Kaye Lester
  • Rhonda Compton

View on SEC IAPD

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