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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-09-25
  • CA RA
    APPROVED
    Since 2018-09-25

Branch Locations

Burbank, CA • United States

622 Emerson Rd Ste 400, Saint Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Glendale CA 05/2015 08/2018
Merrill Edge Los Angeles CA 05/2015 08/2018
Michael Trapani Los Angeles CA 09/2018 Present
Northwestern Mutual Investment Services Llc Los Angeles CA 09/2018 03/2025
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2019 Present
John R Calvert Los Angeles CA 12/2019 Present
John Trapani Los Angeles CA 12/2019 Present
Scott Underwood Saint Louis MO 04/2025 Present
Northwestern Mutual Investment Services, Llc Saint Louis MO 04/2025 Present
  • 05/2015 → 08/2018
    Bank Of America
    Glendale, CA
  • 05/2015 → 08/2018
    Merrill Edge
    Los Angeles, CA
  • 09/2018 → Present
    Michael Trapani
    Los Angeles, CA
  • 09/2018 → 03/2025
    Los Angeles, CA
  • 02/2019 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2019 → Present
    John R Calvert
    Los Angeles, CA
  • 12/2019 → Present
    John Trapani
    Los Angeles, CA
  • 04/2025 → Present
    Scott Underwood
    Saint Louis, MO
  • 04/2025 → Present
    Saint Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-17
  • S66 Uniform Combined State Law Examination
    2012-04-17
Other Names
  • Jireh Mina Avila

View on SEC IAPD

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