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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-26 |
| IA | RA | APPROVED | 2017-08-08 |
Branch Locations
4300 East 53Rd Street Suite 300, Davenport, IA 52807 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Des Moines | IA | 12/2015 | 05/2017 |
| Bank Of America, N.A. | Des Moines | IA | 05/2016 | 05/2017 |
| Morgan Stanley | Davenport | IA | 06/2017 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 06/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-08 |
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