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Alana Sofia Carrasco

J.P. Morgan Securities LLC

Glendale, AZ

Tempe, AZ

CRD 6001414

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-14
  • AZ RA
    APPROVED
    Since 2025-10-14

Branch Locations

Glendale, AZ • United States

150 W University Dr Floor 02, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Scottsdale AZ 12/2014 09/2021
Jpmorgan Chase Bank Na Scottsdale AZ 11/2014 09/2021
Jpmorgan Chase Bank Na Irvine CA 09/2021 Present
Jpmorgan Securities Llc Irvine CA 09/2021 Present
  • 12/2014 → 09/2021
    Jpmorgan Securities Llc
    Scottsdale, AZ
  • 11/2014 → 09/2021
    Jpmorgan Chase Bank Na
    Scottsdale, AZ
  • 09/2021 → Present
    Jpmorgan Chase Bank Na
    Irvine, CA
  • 09/2021 → Present
    Jpmorgan Securities Llc
    Irvine, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-06
  • S66 Uniform Combined State Law Examination
    2012-08-06
Other Names
  • Alana Sofia Carrasco
  • Alana S Carrasco

View on SEC IAPD

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