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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
2084 W 6Th Street Rm 201, Brooklyn, NY 11223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services Inc | Flushing | NY | 12/2014 | 12/2017 |
| Prudential Insurance Company Of America | Flushing | NY | 12/2017 | Present |
| Pruco Securities, Llc. | Flushing | NY | 12/2017 | 11/2024 |
| Lpl Enterprise, Llc | Brooklyn | NY | 11/2024 | Present |
1. APPOINTMENT WITH HEATH INSURANCE CARRIERS UNITED HEALTHCARE.5 HOURS PER MONTH. POSITION: Agent NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2019 ADDRESS: 84-10 101st ST Apt 1i, Richmond Hill NY 11418, United States DESCRIPTION: Appointment with United Health Care for Health Insurance products WEALTHSHIP GROUP LLC POSITION: General Partner NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/15/2021 ADDRESS: 433 Broadway, Suite 233, New York NY 10013, United States DESCRIPTION: To market, prospect and maintain client relationships as to relates to education admission services and solutions E REALTY INTERNATIONAL - RE LICENSE POSITION: Salesperson NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2023 ADDRESS: 39-07 Prince Street, #4D, Flushing NY 11354, United States DESCRIPTION: Real estate sales and rental
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-07-08 |
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