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Fuqiong Wang

LPl Enterprise, LLC

Brooklyn, NY

CRD 5999920

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

2084 W 6Th Street Rm 201, Brooklyn, NY 11223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Inc Flushing NY 12/2014 12/2017
Prudential Insurance Company Of America Flushing NY 12/2017 Present
Pruco Securities, Llc. Flushing NY 12/2017 11/2024
Lpl Enterprise, Llc Brooklyn NY 11/2024 Present
  • 12/2014 → 12/2017
    Woodbury Financial Services Inc
    Flushing, NY
  • 12/2017 → Present
    Prudential Insurance Company Of America
    Flushing, NY
  • 12/2017 → 11/2024
    Flushing, NY
  • 11/2024 → Present
    Brooklyn, NY
Previous Registrations
  • 2021-06-07 → 2024-11-14
    Flushing, NY
    Flushing, NY
    Forest Hills, NY
    Richmond Hill, NY
    Forest Hills, NY
    Brooklyn, NY
Other Businesses

1. APPOINTMENT WITH HEATH INSURANCE CARRIERS UNITED HEALTHCARE.5 HOURS PER MONTH. POSITION: Agent NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2019 ADDRESS: 84-10 101st ST Apt 1i, Richmond Hill NY 11418, United States DESCRIPTION: Appointment with United Health Care for Health Insurance products WEALTHSHIP GROUP LLC POSITION: General Partner NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/15/2021 ADDRESS: 433 Broadway, Suite 233, New York NY 10013, United States DESCRIPTION: To market, prospect and maintain client relationships as to relates to education admission services and solutions E REALTY INTERNATIONAL - RE LICENSE POSITION: Salesperson NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 08/22/2023 ADDRESS: 39-07 Prince Street, #4D, Flushing NY 11354, United States DESCRIPTION: Real estate sales and rental

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-07-08
  • S63 Uniform Securities Agent State Law Examination
    2014-07-08
Designations
  • Chartered Financial Consultant
Other Names
  • Ingrid Wang

View on SEC IAPD

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