Kaitlyn Lee Dowling

1125 17Th Street Suite 2550, Denver, CO 80202 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-02-19
PA	RA	APPROVED	2026-02-18

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
The Ayco Company, L.P./Mercer Allied	Philadelphia	PA	08/2015	05/2017
Ubs Financial Services Inc.	Philadelphia	PA	05/2017	09/2017
Macquarie Investment Management	Philadelphia	PA	10/2017	12/2021
Macquarie Investment Management Business Trust	Philadelphia	PA	04/2020	12/2021
Stringer Asset Management	Philadelphia	PA	01/2022	Present
Rfs Partners	Denver	CO	01/2026	Present

08/2015 → 05/2017

The Ayco Company, L.P./Mercer Allied

Philadelphia, PA
05/2017 → 09/2017

Ubs Financial Services Inc.

Philadelphia, PA
10/2017 → 12/2021

Macquarie Investment Management

Philadelphia, PA
04/2020 → 12/2021

Macquarie Investment Management Business Trust

Philadelphia, PA
01/2022 → Present

Stringer Asset Management

Philadelphia, PA
01/2026 → Present

Rfs Partners

Denver, CO

2024-06-26 → 2026-03-30

Stringer Asset Management, Llc

Philadelphia, PA

Memphis, TN
2022-02-06 → 2023-12-31

Stringer Asset Management, Llc

Philadelphia, PA
2020-04-20 → 2021-12-24

Nomura Investment Management Business Trust

Philadelphia, PA
2017-10-12 → 2020-04-20

Delaware Capital Management Advisers, Inc

Philadelphia, PA
2017-06-08 → 2017-10-10

Ubs Financial Services Inc.

Philadelphia, PA
2015-08-18 → 2017-05-17

Goldman Sachs Wealth Services, L.P.

Philadelphia, PA
2014-01-15 → 2015-08-03

Raymond James Financial Services Advisors, Inc

West Deptford, NJ

Kaitlyn Dowling is an employee of Shelton Capital Management and affiliated registered investment advisory firm.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-01-06