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Citizens Securities, Inc. CRD 39550
$12.9B regulatory AUM 60,545 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-03-27 |
| PA | RA | APPROVED | 2025-02-24 |
| FL | RA | APPROVED | 2025-01-06 |
| TX | RA | APPROVED_RES | 2025-01-03 |
| NY | RA | APPROVED | 2024-06-11 |
Branch Locations
3212 Vestal Parkway East Ms: Nya079, Vestal, NY 13850 • United States
1001 North Street Ms: Nya083, Endicott, NY 13760 • United States
One Lincoln Center 110 W Fayette St. Ste 1230, Ms: *Nys100, Syracuse, NY 13202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Binghamton | NY | 07/2013 | 09/2016 |
| Mars Hill Consulting | Shanghai | 10/2016 | 10/2020 | |
| Stonehill Capital Management Group Llc | Binghamton | NY | 10/2020 | 12/2023 |
| Citizens Securities, Inc. | Vestal | NY | 06/2024 | Present |
| Unemployed | Binghamton | NY | 01/2024 | 06/2024 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-08-26 |
| S65 | Uniform Investment Adviser Law Examination | 2020-09-04 |
| S66 | Uniform Combined State Law Examination | 2013-02-25 |
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