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Tiaa-Cref Individual & Institutional Services, LLC CRD 20472
$37.9B regulatory AUM 35,647 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-07-27 |
Branch Locations
1670 Broadway Suite 2200, Denver Hub, Denver, CO 80202-5602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Mclean | VA | 06/2013 | 09/2019 |
| Capital One Investing/United Income, Inc. | Washington | DC | 09/2019 | 07/2022 |
| Unemployed | Mclean | VA | 08/2022 | 03/2023 |
| Tiaa-Cref Individual & Institutional Services, Llc | Denver | CO | 04/2023 | Present |
| Wells Fargo Advisors Financial Network, Llc | Mclean | VA | 04/2016 | 08/2019 |
| Tiaa | Denver | CO | 04/2023 | Present |
| Capital One Investing, Inc. | Mclean | VA | 09/2019 | 05/2022 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-11-01 |
| S66 | Uniform Combined State Law Examination | 2018-08-10 |
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