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Matthew Kyle Mclaughlin

Tiaa-Cref Individual & Institutional Services, LLC

Denver, CO

Denver, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-07-27
  • CO RA
    APPROVED
    Since 2023-07-27

Branch Locations

Denver, CO • United States

1670 Broadway Suite 2200, Denver Hub, Denver, CO 80202-5602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Mclean VA 06/2013 09/2019
Capital One Investing/United Income, Inc. Washington DC 09/2019 07/2022
Unemployed Mclean VA 08/2022 03/2023
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 04/2023 Present
Wells Fargo Advisors Financial Network, Llc Mclean VA 04/2016 08/2019
Tiaa Denver CO 04/2023 Present
Capital One Investing, Inc. Mclean VA 09/2019 05/2022
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-11-01
S66 Uniform Combined State Law Examination 2018-08-10
  • S63 Uniform Securities Agent State Law Examination
    2024-11-01
  • S66 Uniform Combined State Law Examination
    2018-08-10
Other Names
  • Matthew Kyle Mclaughlin
  • Matthew K Mclaughlin

View on SEC IAPD

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