Christopher J Maloney

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2025-03-12
NH	RA	APPROVED	2023-11-16

Branch Locations

212 Elm Street Ms: Ma-770, Somerville, MA 02144 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Ubs Financial Services, Inc.	Tampa	FL	03/2013	05/2016
Raymond James Financial Services, Inc.	St. Petersburg	FL	07/2016	12/2019
Raymond James Financial Services Advisors Inc.	St. Petersburg	FL	09/2016	12/2019
Morgan Stanley	Boston	MA	01/2021	07/2023
Unemployment	Boston	MA	07/2023	11/2023
Citizens Securities, Inc	Westwood	MA	11/2023	Present
Citizens Bank, N/A	Somerville	MA	11/2023	Present
Raymond James And Associates, Inc	St Petersburg	FL	06/2016	12/2020

03/2013 → 05/2016

Ubs Financial Services, Inc.

Tampa, FL
07/2016 → 12/2019

Raymond James Financial Services, Inc.

St. Petersburg, FL
09/2016 → 12/2019

Raymond James Financial Services Advisors Inc.

St. Petersburg, FL
01/2021 → 07/2023

Morgan Stanley

Boston, MA
07/2023 → 11/2023

Unemployment

Boston, MA
11/2023 → Present

Citizens Securities, Inc

Westwood, MA
11/2023 → Present

Citizens Bank, N/A

Somerville, MA
06/2016 → 12/2020

Raymond James And Associates, Inc

St Petersburg, FL

2021-01-27 → 2023-08-10

Morgan Stanley

Boston, MA

Boston, MA

Boston, MA

Boston, MA
2020-01-15 → 2020-12-23

Raymond James & Associates, Inc.

St. Petersburg, FL
2016-09-22 → 2019-12-31

Raymond James Financial Services Advisors, Inc

St. Petersburg, FL
2014-02-12 → 2016-06-07

Ubs Financial Services Inc.

Tampa, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-02-11

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