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Kevin Kelly

Hartford Funds

Colts Neck, NJ

Wayne, PA

CRD 5948053

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Employer firm

Hartford Funds CRD 147746

$152B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Selection of other advisers
  • REGISTRANT PROVIDES INVESTMENT ADVICE TO STATES IN CONNECTION WITH 529 PLANS AND MODEL RECOMMENDATIONS

From the firm’s Form ADV. Read the guides:

Current Employers
Hartford Funds

690 Lee Road, Wayne, PA 19087 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2023-10-19
  • NJ RA
    APPROVED
    Since 2023-10-19

Branch Locations

Colts Neck, NJ • United States

690 Lee Road, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Blackrock Pronceton NJ 05/2015 10/2023
Blackrock Investments, Llc Princeton NJ 07/2015 10/2023
Hartford Funds Distributors, Llc Wayne PA 10/2023 Present
Hartford Funds Management Company, Llc Wayne PA 10/2023 Present
  • 05/2015 → 10/2023
    Blackrock
    Pronceton, NJ
  • 07/2015 → 10/2023
    Blackrock Investments, Llc
    Princeton, NJ
  • 10/2023 → Present
    Hartford Funds Distributors, Llc
    Wayne, PA
  • 10/2023 → Present
    Hartford Funds Management Company, Llc
    Wayne, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-23
  • S66 Uniform Combined State Law Examination
    2013-05-23
Other Names
  • Kevin John Kelly

View on SEC IAPD

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