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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-17 |
| VA | RA | APPROVED | 2026-07-17 |
| WA | RA | APPROVED | 2026-07-16 |
Branch Locations
4000 Legato Rd 8Th Floor , Fairfax, VA 22033 • United States
Yelm, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Woodside | CA | 11/2009 | 09/2021 |
| Personal Capital Advisors Corporation | Washougal | WA | 09/2021 | 04/2023 |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2023 | 06/2026 |
| Empower Financial Services, Inc | Greenwood Village | CO | 10/2025 | 06/2026 |
| Edelman Financial Engines | Santa Clara | CA | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-01-03 |
| S65 | Uniform Investment Adviser Law Examination | 2011-09-13 |
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