John Thomas Otness

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2016-09-19

WA RA
APPROVED

Since 2016-09-19

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

5525 Nw Fisher Creek Drive, Camas, WA 98607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fisher Investments	Camas	WA	01/2016	Present

01/2016 → Present

Fisher Investments

Camas, WA

Other Businesses

?Name of the other business: FAT CUPCAKE ?Investment-related? NO ?Address of the other business: 6011 SE 72ND AVENUE, PORTLAND, OR 97206 ?Nature of the other business: RETAIL BAKERY, BAKED GOODS STORE ?Position, title, or relationship with the other business: FRANCHISE DEVELOPMENT ADMINISTRATOR ?Start date of your relationship: 09/01/2020 ?Approximate number of hours/month you devote to the other business: 1-5 ?Number of hours you devote to the other business during securities trading hours: 0 ?Duties relating to the other business: ATTEND CERTAIN FRANCHISE MEETINGS WITH MY WIFE AS NECESSARY FOR SUPPORT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-09-19

S65 Uniform Investment Adviser Law Examination

2016-09-19

View on SEC IAPD