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John Hancock Investment Management LLC CRD 105790
$212B regulatory AUM 4 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2018-11-08 |
| MA | RA | APPROVED | 2018-11-08 |
Branch Locations
200 Berkeley St., Boston, MA 02116-5022 • United States
1230 West Washington Street, Tempe, AZ 85281 • United States
Phoenix, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Scottsdale | AZ | 01/2014 | 11/2017 |
| Mml Investors Services Llc | Scottsdale | AZ | 06/2015 | 11/2017 |
| Mml Strategic Distributors Llc | Phoenix | AZ | 06/2015 | 11/2017 |
| John Hancock | Boston | MA | 12/2017 | 03/2023 |
| John Hancock Investment Management Distributors , Llc | Boston | MA | 12/2017 | Present |
| John Hancock Investment Management , Llc | Boston | MA | 11/2018 | Present |
| John Hancock | Boston | MA | 03/2023 | Present |
| John Hancock Distributors Llc | Boston | MA | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-16 |
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